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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 37
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/01/2010
  • GOLDEN GLOBAL INVESTMENT LIMITED
A warning PDF of date 13/01/2010 (new window) SFC (HONG KONG) 
29/04/2009
  • GLOBAL FUTURES TRANSACTION INVESTMENT LIMITED
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 
22/07/2009
  • GOLDENBERG LIMITED
A warning PDF of date 22/07/2009 (new window) SFC (HONG KONG) 
20/05/2009
  • GARANT PARTNERS
A warning PDF of date 20/05/2009 (new window) SFC (HONG KONG) 
25/01/2006
  • GENERAL TRADERS
A warning PDF of date 25/01/2006 (new window) SFC (HONG KONG) 
09/08/2006
  • GLOBAL MARKET GROUP LLC
A warning PDF of date 09/08/2006 (new window) SFC (HONG KONG) 
16/11/2005
  • GLOBAL OPTIONS GROUP
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
09/08/2006
  • GLOBAL MARKET GROUP LIMITED
A warning PDF of date 09/08/2006 (new window) SFC (HONG KONG) 
16/11/2005
  • GLOBAL COMMODITIES INC.
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
08/10/2002
  • GOODMAN HART ASSOCIATES
A warning PDF of date 08/10/2002 (new window) NAFM (PAISES BAJOS (HOLANDA))VER ADVERTENCIAS CNMV

Consultation criteria: By type unauthorised entities, By initial G.