As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 45 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/03/2019
  • GOLD FX TRADING/GFT (CLON)
A warning PDF of date 13/03/2019 (new window) FCA (REINO UNIDO)EL CLON UTILIZA UN NÚMERO DE REGISTRO DE UNA ENTIDAD QUE YA NO ESTÁ AUTORIZADA POR LA FCA.
01/03/2023
  • GAMBITEX
A warning PDF of date 01/03/2023 (new window) FCA (REINO UNIDO) 
15/02/2023
  • GOLDEN FUNDSFX
A warning PDF of date 15/02/2023 (new window) FCA (REINO UNIDO) 
22/02/2023
  • GOLDBRICK-INVEST / GOLDBRICKINVESTMENTS / GOLD BRICK INVESTMENTS
A warning PDF of date 22/02/2023 (new window) FCA (REINO UNIDO) 
21/08/2019
  • GERHARD MOSER INVESTMENT CAPITAL HOLDINGS (CLON)
A warning PDF of date 21/08/2019 (new window) FCA (REINO UNIDO) 
11/01/2023
  • GREEN FIELD CAPITAL BANK PLC
A warning PDF of date 11/01/2023 (new window) FCA (REINO UNIDO) 
21/12/2022
  • GLOBALODDFXTRADES
A warning PDF of date 21/12/2022 (new window) FCA (REINO UNIDO) 
11/01/2023
  • GREENFRANK GROUP LTD
A warning PDF of date 11/01/2023 (new window) FCA (REINO UNIDO) 
19/06/2019
  • GOODMAN LOGISASSURE (CLON)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
19/06/2019
  • GLC CAR INSURANCE
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.