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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/02/2008
  • GLOBAL PENSION PLAN
A warning PDF of date 13/02/2008 (new window) SSMA (ESLOVENIA) 
13/01/2016
  • GCM MARKETING LTD
A warning PDF of date 13/01/2016 (new window) SSMA (ESLOVENIA) 
13/01/2016
  • GLOBAL MARKETING SOLUTIONS D.O.O.
A warning PDF of date 13/01/2016 (new window) SSMA (ESLOVENIA) 
13/05/2009
  • GARDNER FINANCIAL TRADING
A warning PDF of date 13/05/2009 (new window) SFSA (SUECIA) 
15/04/2009
  • GOLDSMITH & HARRIS
A warning PDF of date 15/04/2009 (new window) SFSA (SUECIA) 
29/04/2009
  • GLOBAL ASSET GROUP
A warning PDF of date 29/04/2009 (new window) SFSA (SUECIA) 
19/05/2010
  • GLOBAL ENERGY OPPORTUNITIES
A warning PDF of date 19/05/2010 (new window) SFSA (SUECIA) 
01/10/2014
  • GLOBAL EQUITIES MARKET ADMINISTTRATION
A warning PDF of date 01/10/2014 (new window) SFSA (SUECIA) 
24/02/2016
  • GEMINI ACQUISITIONS
A warning PDF of date 24/02/2016 (new window) SFSA (SUECIA) 
20/10/2010
  • GRAHAM WALKER
A warning PDF of date 20/10/2010 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial G.