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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 41
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/12/2016
  • GVQ INVESTMENT FUNDS (DUBLIN) PLC (CLON)
A warning PDF of date 21/12/2016 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
29/06/2016
  • GRUBER & TAYLOR CO
A warning PDF of date 29/06/2016 (new window) CBI (IRLANDA) 
10/01/2018
  • GTPCAPITAL
A warning PDF of date 10/01/2018 (new window) CMVM (PORTUGAL) 
02/12/2009
  • GRUPO INMOBILIARIO VERHOME S.A. DE C.V. (INVERGROUP)
A warning PDF of date 02/12/2009 (new window) CNBV (MEJICO) 
19/05/2010
  • G8 INVESTIMENTOS / G8 INVEST LTDA.
A warning PDF of date 19/05/2010 (new window) CONAVAL (PANAMA) 
27/02/2019
  • GLENCOE PARTNERS LTD
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
27/02/2019
  • GOLDMANCFD
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
31/07/2019
  • GENESE AM LTD
A warning PDF of date 31/07/2019 (new window) CONSOB (ITALIA) 
29/05/2019
  • GOLDMAN 24 LIMITED
A warning PDF of date 29/05/2019 (new window) CONSOB (ITALIA) 
19/06/2019
  • GLOBAL ES LTD / SONARTECH OÜ
A warning PDF of date 19/06/2019 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial G.