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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/09/2010
  • GULF OIL EXPLORATION CORPORATION INC.
A warning PDF of date 08/09/2010 (new window) AFM (PAISES BAJOS (HOLANDA)) 
02/03/2011
  • GROEN BELANG
A warning PDF of date 02/03/2011 (new window) AFM (PAISES BAJOS (HOLANDA)) 
02/09/2009
  • GLOBAL INTERNATIONAL TRADING
A warning PDF of date 02/09/2009 (new window) AFM (PAISES BAJOS (HOLANDA)) 
31/05/2017
  • GLOBAL ALLIANCE CAPITAL
A warning PDF of date 31/05/2017 (new window) AFM (PAISES BAJOS (HOLANDA)) 
10/09/2014
  • GREEN SEED CAPITAL
A warning PDF of date 10/09/2014 (new window) AFM (PAISES BAJOS (HOLANDA)) 
09/06/2010
  • GENIUS FUNDS
A warning PDF of date 09/06/2010 (new window) AMF (FRANCIA) 
21/01/2015
  • GA FINANCE
A warning PDF of date 21/01/2015 (new window) AMF (FRANCIA) 
03/03/2010
  • GLOBAL INTERNATIONAL TRADING
A warning PDF of date 03/03/2010 (new window) AMF (FRANCIA) 
04/03/2015
  • GET EASY
A warning PDF of date 04/03/2015 (new window) AMF (FRANCIA) 
11/12/2013
  • GOLDMAN CAPITAL
A warning PDF of date 11/12/2013 (new window) AMF (FRANCIA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON ENTIDADES PERTENECIENTES AL GRUPO GOLDMAN SACHS

Consultation criteria: By type unauthorised entities, By initial G.