As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 42 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/09/2012
  • GROUP FINANCIAL GLOBAL LTD.
A warning PDF of date 12/09/2012 (new window) SFSA (SUECIA) 
12/09/2012
  • GENEVE INVEST
A warning PDF of date 12/09/2012 (new window) AMF (FRANCIA) 
29/08/2012
  • GLOBAL BROKER
A warning PDF of date 29/08/2012 (new window) FSA (REINO UNIDO) 
22/08/2012
  • GLOBAL ASSET MANAGEMENT
A warning PDF of date 22/08/2012 (new window) SFSA (SUECIA) 
08/08/2012
  • GREENBIRD FINANCIAL
A warning PDF of date 08/08/2012 (new window) FSAN (NORUEGA) 
08/08/2012
  • GLOBAL WEALTH MANAGEMENT
A warning PDF of date 08/08/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD AUTORIZADA GLOBAL WEALTH MANAGEMENT
01/08/2012
  • GLENN STEPHEN EDWARDS
A warning PDF of date 01/08/2012 (new window) FSA (REINO UNIDO)LA PERSONA ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON UN EMPLEADO DEL BANK OF SCOTLAND PLC CON EL MISMO NOMBRE
01/08/2012
  • GREENBIRD FINANCIAL
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
11/07/2012
  • GLOBAL INVESTMENTS LTD
A warning PDF of date 11/07/2012 (new window) FSA (REINO UNIDO) 
27/06/2012
  • GLOBAL FINANCIAL PRODUCTS
A warning PDF of date 27/06/2012 (new window) FSA (REINO UNIDO)LA ENITDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA HCC GLOBAL FINANCIAL PRODUCTS

Consultation criteria: By type unauthorised entities, By initial G.