As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 40 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/04/2013
  • GLOBAL ENDOWMENT LLC
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO) 
24/04/2013
  • GUY DECLERCK, DC BVBA, DCMI-U BVBA AND ERMIS
A warning PDF of date 24/04/2013 (new window) FSMA (BELGICA) 
24/04/2013
  • GLOBAL FINANCIAL SERVICES
A warning PDF of date 24/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA 3D GLOBAL FINANCIAL SERVICES LTD
17/04/2013
  • GREENFIELD SECURITIES LTD
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
03/04/2013
  • GOLD TRADE PRO
A warning PDF of date 03/04/2013 (new window) MFSA (MALTA) 
27/03/2013
  • GENEVE INVEST (EUROPE) S.A.R.L.
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
20/02/2013
  • GENEVE INVEST
A warning PDF of date 20/02/2013 (new window) FSA (REINO UNIDO) 
13/02/2013
  • GLOBAL PARTNERS SECURITIES
A warning PDF of date 13/02/2013 (new window) FSA (REINO UNIDO) 
16/01/2013
  • GORDON, TAIT & CO. LLC
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 
02/01/2013
  • GUARDIAN SECURITIES LIMITED
A warning PDF of date 02/01/2013 (new window) MFSA (MALTA) 

Consultation criteria: By type unauthorised entities, By initial G.