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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 41
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/03/2015
  • GREEN OAK FINANCIAL (CLON)
A warning PDF of date 11/03/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACION CON LA ENTIDAD DEBIDAMENTE REGISTRA DEL MISMO NOMBRE
16/09/2020
  • GREEN FINANCE GMBH
A warning PDF of date 16/09/2020 (new window) FMA (AUSTRIA) 
04/12/2019
  • GREEN ENERGY INVEST
A warning PDF of date 04/12/2019 (new window) FCA (REINO UNIDO) 
19/08/2009
  • GREEN CARE INVESTMENTS
A warning PDF of date 19/08/2009 (new window) IFSRA (IRLANDA) 
12/07/2006
  • GREEN CAP FINANCIAL LLC
A warning PDF of date 12/07/2006 (new window) SFSA (SUECIA) 
26/04/2006
  • GREAT EASTERN SECURITIES INC
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
26/09/2012
  • GREAT SOUTHERN INVESTMENT
A warning PDF of date 26/09/2012 (new window) SFSA (SUECIA) 
22/03/2006
  • GREAT CITIES MEDIA, INC.
A warning PDF of date 22/03/2006 (new window) SFSA (SUECIA) 
18/04/2018
  • GREAT BRITAIN LOANS PVT LOAN LIMITED (CLON)
A warning PDF of date 18/04/2018 (new window) FCA (REINO UNIDO) 
20/12/2006
  • GREAT BASIN SCIENTIFIC, LTD.
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial G.