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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/09/2014
  • GRIFFIN ADVISORS LIMITED
A warning PDF of date 24/09/2014 (new window) FCA (REINO UNIDO) 
22/10/2008
  • GREYSON MANAGEMENT
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
03/08/2011
  • GREYSON CONSULTING GROUP
A warning PDF of date 03/08/2011 (new window) FSA (REINO UNIDO) 
22/10/2008
  • GREYHILL CONSULTANTS
A warning PDF of date 22/10/2008 (new window) SFSA (SUECIA) 
15/04/2015
  • GREY CORPORATE PARTNERS
A warning PDF of date 15/04/2015 (new window) FCA (REINO UNIDO) 
14/12/2011
  • GRENFELL AND BLACKROCK ASSOCIATES
A warning PDF of date 14/12/2011 (new window) FSA (REINO UNIDO) 
01/10/2014
  • G-REIC ENERGY REAL ESTATE R.E.I.C.
A warning PDF of date 01/10/2014 (new window) HCMC (GRECIA) 
14/01/2009
  • GREGORY COLE
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • GREGORY COLE
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
25/05/2005
  • GREGORY & KREST TREASURY MANAGEMENT SERVICES
A warning PDF of date 25/05/2005 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial G.