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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 42
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/02/2012
  • GOLDMAN AND LYLE CONSULTING GROUP
A warning PDF of date 15/02/2012 (new window) FSA (REINO UNIDO) 
29/05/2019
  • GOLDMAN 24 LIMITED
A warning PDF of date 29/05/2019 (new window) CONSOB (ITALIA) 
18/03/2020
  • GOLDING CAPITAL PARTNERS GMBH (CLON)
A warning PDF of date 18/03/2020 (new window) CSSF (LUXEMBURGO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA GOLDING CAPITAL PARTNERS (LUXEMBOURG) S.À.R.L
31/08/2005
  • GOLDFIELD CONSULTANTS
A warning PDF of date 31/08/2005 (new window) FSA (REINO UNIDO) 
22/04/2020
  • GOLDENCFD BROKER FIRMA
A warning PDF of date 22/04/2020 (new window) CSSF (LUXEMBURGO) 
22/07/2009
  • GOLDENBERG LIMITED
A warning PDF of date 22/07/2009 (new window) SFC (HONG KONG) 
05/08/2020
  • GOLDEN TREES
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
21/02/2007
  • GOLDEN TRADING ORGANISATION
A warning PDF of date 21/02/2007 (new window) FSC (ISLA DE MAN) 
16/04/2008
  • GOLDEN PURSE FUND
A warning PDF of date 16/04/2008 (new window) HCMC (GRECIA) 
16/04/2008
  • GOLDEN PURSE FUND
A warning PDF of date 16/04/2008 (new window) HCMC (GRECIA) 

Consultation criteria: By type unauthorised entities, By initial G.