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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 34 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/06/2006
  • FREE PORT SECURITIES
A warning PDF of date 28/06/2006 (new window) FSC (ISLA DE MAN) 
14/06/2006
  • F-EASY INVESTMENTS CO
A warning PDF of date 14/06/2006 (new window) SFC (HONG KONG) 
10/05/2006
  • FUND INSURANCE MANAGEMENT CORPORATION
A warning PDF of date 10/05/2006 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
19/04/2006
  • FIRST UNION FINANCE
A warning PDF of date 19/04/2006 (new window) FSC (ISLA DE MAN) 
15/03/2006
  • FIRST DOMINION CAPITAL CORP
A warning PDF of date 15/03/2006 (new window) SFSA (SUECIA) 
08/02/2006
  • FIRST UNIONS SECURITIES
A warning PDF of date 08/02/2006 (new window) FSC (ISLA DE MAN) 
25/01/2006
  • FOREX & FUTURES INTERNATIONAL LIMITED
A warning PDF of date 25/01/2006 (new window) SFC (HONG KONG) 
07/12/2005
  • FINANCE ONLINE
A warning PDF of date 07/12/2005 (new window) FSC (ISLA DE MAN) 
07/12/2005
  • FLEMINGS OFFSHORE PRIVATE BANKING
A warning PDF of date 07/12/2005 (new window) JFSC (JERSEY) 
07/12/2005
  • FLEMINGS OFFSHORE BANK LIMITED
A warning PDF of date 07/12/2005 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial F.