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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 32 out of 44
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/04/2010
  • FAMEX FINANCIAL
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010
  • FUTURE INDEX
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010
  • FAITHWAY LIMITED
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
21/04/2010
  • FIRST FREE BANK - FOREX INVESTMENT BROKERS
A warning PDF of date 21/04/2010 (new window) SSMA (ESLOVENIA) 
14/04/2010
  • FKL INVESTMENTS
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
14/04/2010
  • FXMETATRADER JAPAN COMPANY LIMITED
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
14/04/2010
  • FAMEX FINANCIAL
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
07/04/2010
  • FRONT FUTURES
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
17/03/2010
  • FXT FINANCIAL CORP.
A warning PDF of date 17/03/2010 (new window) CONAVAL (PANAMA) 
24/02/2010
  • FINANCIAL MARKET AUTHORITY OF HONG KONG
A warning PDF of date 24/02/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial F.