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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/10/2009
  • FINANCIAL SERVICES REGULATOR OF HONG KONG
A warning PDF of date 14/10/2009 (new window) SFC (HONG KONG) 
20/07/2011
  • FINANCIAL SERVICES REGULATORY AUTHORITY OF BELGIUM (FSRAB)
A warning PDF of date 20/07/2011 (new window) FSMA (BELGICA) 
14/11/2012
  • FINANCIAL SOLUTION BLACKSTONE
A warning PDF of date 14/11/2012 (new window) EI_CBI (IRLANDA) 
08/09/2010
  • FINANCIAL SOULTIONS
A warning PDF of date 08/09/2010 (new window) CBFA (BELGICA) 
27/03/2013
  • FINANCIAL TRADING BOARD
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
23/10/2019
  • FINANCIAL-SIGNAL
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE VARIAS PÁGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
18/12/2019
  • FINANCIËN OPLOSSINGEN
A warning PDF of date 18/12/2019 (new window) FSMA (BELGICA) 
18/11/2015
  • FINANCIERE DES DAHLIAS HOLDING LIMITED
A warning PDF of date 18/11/2015 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
21/01/2015
  • FINANPERF
A warning PDF of date 21/01/2015 (new window) AMF (FRANCIA) 
22/06/2016
  • FINANSOV CONSULT LLC (ANTES TELETRADE SOFIA LLC)
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 

Consultation criteria: By type unauthorised entities, By initial F.