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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 38
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/10/2005
  • FIRST CHINA CORPORATE MANAGEMENT GROUP
A warning PDF of date 13/10/2005 (new window) SFSA (SUECIA) 
02/11/2005
  • FONG & MARCUS MERGERS AND ACQUISITIONS
A warning PDF of date 02/11/2005 (new window) SFSA (SUECIA) 
16/11/2005
  • FACTOR TEN FINANCIAL
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
23/11/2005
  • FIRST SWISS FINANCIAL MANAGEMENT AG
A warning PDF of date 23/11/2005 (new window) SFSA (SUECIA) 
30/11/2005
  • FINANCE CONTINENTAL INC
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
30/11/2005
  • FLEMMING ADVISORY
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
30/11/2005
  • FINANCE CONTINENTAL CORPORATION
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
07/12/2005
  • FINANCE ONLINE
A warning PDF of date 07/12/2005 (new window) FSC (ISLA DE MAN) 
07/12/2005
  • FLEMINGS OFFSHORE BANK LIMITED
A warning PDF of date 07/12/2005 (new window) JFSC (JERSEY) 
07/12/2005
  • FLEMINGS OFFSHORE PRIVATE BANKING
A warning PDF of date 07/12/2005 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial F.