As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 86
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/11/2013
  • FROST CAPITAL PARTNERS
A warning PDF of date 20/11/2013 (new window) SFSA (SUECIA) 
25/05/2011
  • FIRST INC LIMITED
A warning PDF of date 25/05/2011 (new window) SFSA (SUECIA) 
29/01/2014
  • FURLOW CAPITAL
A warning PDF of date 29/01/2014 (new window) SFSA (SUECIA) 
13/10/2010
  • FINANCIAL ASSET MANAGEMENT, INC.
A warning PDF of date 13/10/2010 (new window) SFSA (SUECIA) 
28/04/2010
  • FAMEX FINANCIAL
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
11/05/2005
  • FIRST COLONIAL MANAGEMENT
A warning PDF of date 11/05/2005 (new window) SFC (HONG KONG) 
14/04/2010
  • FKL INVESTMENTS
A warning PDF of date 14/04/2010 (new window) SFC (HONG KONG) 
24/10/2007
  • FX CAPITAL CLUB LIMITED
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
24/10/2007
  • FOCUS (AIM) LIMITED
A warning PDF of date 24/10/2007 (new window) SFC (HONG KONG) 
14/10/2009
  • FINANCIAL SERVICES REGULATOR OF HONG KONG
A warning PDF of date 14/10/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial F.