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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 37
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/08/2011
  • FAIRVESTA
A warning PDF of date 10/08/2011 (new window) AMF (FRANCIA) 
28/11/2012
  • FAIRVESTA
A warning PDF of date 28/11/2012 (new window) AMF (FRANCIA) 
31/10/2012
  • FAIRWAY ASSOCIATES
A warning PDF of date 31/10/2012 (new window) FMA (AUSTRIA) 
04/10/2017
  • FAIRWAY CAPITAL INVESTMENTS
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
28/04/2010
  • FAITHWAY LIMITED
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
11/05/2016
  • FALCON ASSET MANAGEMENT
A warning PDF of date 11/05/2016 (new window) FCA (REINO UNIDO) 
20/12/2017
  • FALCON FINANCIAL MANAGEMENT
A warning PDF of date 20/12/2017 (new window) MFSA (MALTA) 
24/10/2018
  • FALKENSTEIN UND STEIN
A warning PDF of date 24/10/2018 (new window) FMA (AUSTRIA) 
26/11/2008
  • FALON GROUP LIMITED
A warning PDF of date 26/11/2008 (new window) SFSA (SUECIA) 
28/04/2010
  • FAMEX FINANCIAL
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial F.