As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 51
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/12/2003
  • EVEREST1 INC
A warning PDF of date 03/12/2003 (new window) NAFM (PAISES BAJOS) 
07/01/2004
  • EQUITORIA TRUST BANK INC.
A warning PDF of date 07/01/2004 (new window) FSC (ISLA DE MAN) 
10/05/2004
  • ECOWAS DEVELOPMENT BANK GROUP
A warning PDF of date 10/05/2004 (new window) FSC (ISLA DE MAN) 
10/05/2004
  • ECOWAS DEVELOPMENT BANK TRANSNATIONAL INCORPORATED
A warning PDF of date 10/05/2004 (new window) FSC (ISLA DE MAN) 
10/05/2004
  • ETI
A warning PDF of date 10/05/2004 (new window) FSC (ISLA DE MAN) 
10/05/2004
  • ECOWAS DEVELOPMENT BANK LIMITED
A warning PDF of date 10/05/2004 (new window) FSC (ISLA DE MAN) 
10/05/2004
  • ECOWAS PROMOTIONS
A warning PDF of date 10/05/2004 (new window) FSC (ISLA DE MAN) 
10/05/2004
  • ECOBANK TRANSNATIONAL INCORPORATED
A warning PDF of date 10/05/2004 (new window) FSC (ISLA DE MAN) 
16/06/2004
  • E NET SPECULATION
A warning PDF of date 16/06/2004 (new window) AMF (FRANCIA) 
01/09/2004
  • E1 ASSET MANAGEMENT INC
A warning PDF of date 01/09/2004 (new window) NAFM (PAISES BAJOS) 

Consultation criteria: By type unauthorised entities, By initial E.