As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 19 out of 33
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/08/2017
  • DEBT ADVICE TRUST (CLON)
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 
12/07/2017
  • DIXON ASSOCIATES LTD
A warning PDF of date 12/07/2017 (new window) FCA (REINO UNIDO) 
28/06/2017
  • DASH LOANS (CLON)
A warning PDF of date 28/06/2017 (new window) FCA (REINO UNIDO) 
19/04/2017
  • DRUKENMILLER INVESTMENT SERVICES / TIMMERMANS ASIA LTD / HANSEN PETERS LTD / SARANDON ASIA LTD
A warning PDF of date 19/04/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
08/03/2017
  • DIREKT FINANZ AG
A warning PDF of date 08/03/2017 (new window) CSSF (LUXEMBURGO) 
15/02/2017
  • DONALDSON FINDLAY
A warning PDF of date 15/02/2017 (new window) FCA (REINO UNIDO) 
01/02/2017
  • DRAKEFIELD CORPORATE PARTNERS (USA)
A warning PDF of date 01/02/2017 (new window) CBI (IRLANDA) 
18/01/2017
  • DIAMOND LOANS (CLON)
A warning PDF of date 18/01/2017 (new window) FCA (REINO UNIDO) 
28/12/2016
  • DSMG LTD / EUROPE RIDGE EOOD
A warning PDF of date 28/12/2016 (new window) CONSOB (ITALIA) 
07/12/2016
  • DVP CONSULTING GMBH (CLON)
A warning PDF of date 07/12/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial D.