As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 33
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/11/2006
  • D. KEFFEL-FALLAHI
A warning PDF of date 29/11/2006 (new window) FMA (AUSTRIA) 
05/05/2020
  • D£BT SOLUTIONS / DEBT SOLUTIONS
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO) 
19/01/2011
  • DACHSER GLOBAL MARKETS
A warning PDF of date 19/01/2011 (new window) FMA (AUSTRIA) 
03/03/2010
  • DAI-ICHI SECURITIES
A warning PDF of date 03/03/2010 (new window) DFSA (DINAMARCA) 
07/11/2018
  • DAIJU COMMODITY MARKETS
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
14/12/2011
  • DAILEY SECURITIES, INC.
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
12/07/2023
  • DAILY FXMINING
A warning PDF of date 12/07/2023 (new window) FCA (REINO UNIDO) 
08/11/2023
  • DAILY REMIT LTD
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA) 
19/10/2022
  • DAILY WEALTH FINANCING
A warning PDF of date 19/10/2022 (new window) FCA (REINO UNIDO) 
10/11/2022
  • DAILY-INCOMEX
A warning PDF of date 10/11/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial D.