As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/04/2021
  • DIVERSIFICATION STRATEGY FUND PLC (CLONE)
A warning PDF of date 28/04/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DIVERSIFICATION STRATEGY FUND PLC.
26/04/2023
  • DAY 2 DAY FINANCE
A warning PDF of date 26/04/2023 (new window) CBI (IRLANDA) 
01/02/2017
  • DRAKEFIELD CORPORATE PARTNERS (USA)
A warning PDF of date 01/02/2017 (new window) CBI (IRLANDA) 
05/10/2022
  • DAVYFINANCIAL (NOMBRE COMERCIAL DE DAVY LTD) (CLONE)
A warning PDF of date 05/10/2022 (new window) CBI (IRLANDA) 
15/02/2023
  • DEUTSCHE BANK AG (CLONE)
  • DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED (CLONE)
A warning PDF of date 15/02/2023 (new window) CBI (IRLANDA)LAS ENTIDADES ADVERTIDAS UTILIZAN INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN IRLANDA DEUTSCHE BANK AG Y DEUTSCHE INTERNATIONAL CORPORATE SERVICES LIMITED
24/11/2021
  • DCF INVESTMENT (CLONE)
A warning PDF of date 24/11/2021 (new window) CBI (IRLANDA) 
26/01/2022
  • DIAMOND FUTURITY FUND / DFF (IRELAND) LIMITED (CLONE)
A warning PDF of date 26/01/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN IRLANDA Y DE DENOMINACIÓN DIAMOND FUTURITY FUND.
13/12/2023
  • DWS INVEST (IE) ICAV (CLONE)
A warning PDF of date 13/12/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@DWS-MANAGEMENTIRELAND.COM , NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI DWS INVEST (IE) ICAV.
08/11/2023
  • DAILY REMIT LTD
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA) 
26/07/2023
  • DANSKE BANK (CLONE)
A warning PDF of date 26/07/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA EL MAIL INVESTORRELATIONS@DANSKEBONDS.COM , PARA SUPLANTAR A LA ENTIDAD ORIGINAL

Consultation criteria: By type unauthorised entities, By initial D.