As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 34
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/01/2020
  • DIRECT FIXED INCOME
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • DUBAI FXM LTD
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/01/2020
  • DCDM STRATEGIES (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • DIRECT LENDERS LIST
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
18/12/2019
  • DQN CAPITAL (CLON)
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
18/12/2019
  • DEBT MANAGEMENT PLANNING UK OPERANDO COMO EVOLVE LOANS
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
10/10/2019
  • DAISY PRECIOUS LTD
A warning PDF of date 10/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
18/09/2019
  • DELMER CONSULTING GROUP
A warning PDF of date 18/09/2019 (new window) FCA (REINO UNIDO) 
11/09/2019
  • DAX-300 (ELRICS BROTHERS LTD.)
A warning PDF of date 11/09/2019 (new window) FMA (AUSTRIA) 
07/08/2019
  • DQN CAPITAL (CLON)
A warning PDF of date 07/08/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial D.