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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 49
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/11/2006
  • BLUECREST INTERNATIONAL CAPITAL, INC.
A warning PDF of date 29/11/2006 (new window) SFSA (SUECIA) 
20/12/2006
  • BANKERS TRUST INTERNATIONAL
A warning PDF of date 20/12/2006 (new window) JFSC (JERSEY) 
27/12/2006
  • BANKERS TRUST INTERNATIONAL
A warning PDF of date 27/12/2006 (new window) FSC (ISLA DE MAN) 
16/05/2007
  • BOND TRUST FINANCE
A warning PDF of date 16/05/2007 (new window) FSC (ISLA DE MAN) 
06/06/2007
  • BLUNDELL OLIVER LTD.
A warning PDF of date 06/06/2007 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
12/09/2007
  • BORDEAUX ADVISORY B.V.
A warning PDF of date 12/09/2007 (new window) AFM (PAISES BAJOS (HOLANDA)) 
21/11/2007
  • BRADSTONE HEALY & PRATT
A warning PDF of date 21/11/2007 (new window) SFC (HONG KONG) 
28/11/2007
  • BEACON GLOBAL MANAGEMENT INC
A warning PDF of date 28/11/2007 (new window) SFSA (SUECIA) 
12/12/2007
  • BURLINGTON LTD
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 
06/02/2008
  • BANK NATIONAL TSB OFFSHORE LIMITED
A warning PDF of date 06/02/2008 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial B.