Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 6 out of 88
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
13/05/2015 |
|
| MFSA (MALTA) | |
20/10/2021 |
|
| FSMA (BELGICA) | LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS A CONSUMIDORES |
06/02/2008 |
-
BANK NATIONAL TSB OFFSHORE LIMITED
|
| JFSC (JERSEY) | |
31/03/2010 |
|
| JFSC (JERSEY) | |
28/04/2010 |
|
| FSC (ISLA DE MAN) | |
05/08/2020 |
|
| FCA (REINO UNIDO) | |
10/01/2024 |
-
BANK OF IRELAND (CLONE)
-
BANK OF IRELAND UK (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA, QUE ACTÚA A TRAVÉS DE LA DIRECCIÓN DE CORREO ELECTRÓNICO ALEX.RYAN@BOI.EU.COM , NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI BANK OF IRELAND, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA. |
02/08/2023 |
-
BANK OF IRELAND ASSET MANAGEMENT (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE, DIRECCIÓN Y LOGO DE LA FIRMA AUTORIZADA EN IRLANDA THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND CUYA MARCA COMERCIAL ES BANK OF IRELAND |
11/01/2023 |
-
BANK OF LUNAR LIMITED (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE LOS DATOS DE UNA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN EL ESPACIO ECONÓMICO EUROPEO CON EL FIN DE ENGAÑAR AL PÚBLICO |
13/04/2011 |
|
| CSSF (LUXEMBURGO) | |
Consultation criteria: By type unauthorised entities, By initial B.