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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 50
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/06/2005
  • BERNARD SIMPSON CONSULTANTS
A warning PDF of date 22/06/2005 (new window) SFC (HONG KONG) 
06/07/2005
  • BRENTWOOD HALL
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
13/07/2005
  • BPB INTERBANK FIDUCIARY
A warning PDF of date 13/07/2005 (new window) FSC (ISLA DE MAN) 
13/07/2005
  • BERNARD SIMPSON CONSULTANTS
A warning PDF of date 13/07/2005 (new window) SFC (HONG KONG) 
13/07/2005
  • BACCHUS LEGAL & FIDUCIARY
A warning PDF of date 13/07/2005 (new window) FSC (ISLA DE MAN) 
03/08/2005
  • BERNARD SIMPSON CONSULTANTS
A warning PDF of date 03/08/2005 (new window) SFC (HONG KONG) 
10/08/2005
  • BENTLEY INTERNATIONAL MANAGEMENT LTD
A warning PDF of date 10/08/2005 (new window) SFC (HONG KONG) 
14/09/2005
  • BROWN FRIEDMANN & CO. LTD.
A warning PDF of date 14/09/2005 (new window) FMA (AUSTRIA) 
14/09/2005
  • BROWN & LAMPE U.S. PORTFOLIO MANAGEMENT LTD.
A warning PDF of date 14/09/2005 (new window) FMA (AUSTRIA) 
28/09/2005
  • BELL INTERNATIONAL ASSET MANAGEMENT
A warning PDF of date 28/09/2005 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial B.