As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 88
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/03/2010
  • BANK OF FAMILY
A warning PDF of date 31/03/2010 (new window) JFSC (JERSEY) 
31/03/2010
  • BEST EURO CREDIT
A warning PDF of date 31/03/2010 (new window) FMA (AUSTRIA) 
07/04/2010
  • BEIJING SECURITIES
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
07/04/2010
  • BERGSTEIN FINANCIAL
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
28/04/2010
  • BANK OF FAMILY
A warning PDF of date 28/04/2010 (new window) FSC (ISLA DE MAN) 
07/07/2010
  • BERKLEY ASSURITY LIMITED
A warning PDF of date 07/07/2010 (new window) FSC (ISLA DE MAN) 
07/07/2010
  • BORSA FINANCIAL
A warning PDF of date 07/07/2010 (new window) IFSRA (IRLANDA) 
29/09/2010
  • BELGIUM FINANCIAL GROUP
A warning PDF of date 29/09/2010 (new window) CBFA (BELGICA) 
20/10/2010
  • BARVETII WEALTH CONSULTANTS
A warning PDF of date 20/10/2010 (new window) DFSA (DINAMARCA) 
27/10/2010
  • BOSTON CAPITAL MANAGEMENT, INC.
A warning PDF of date 27/10/2010 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial B.