As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 51 out of 90
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/05/2017
  • ASHIDA ASSOCIATES
A warning PDF of date 31/05/2017 (new window) AFM (PAISES BAJOS) 
23/05/2017
  • ARKWRIGHT PROPERTY MANAGEMENT / ARKWRIGHT PROPERTY DEVELOPMENT
A warning PDF of date 23/05/2017 (new window) FCA (REINO UNIDO) 
10/05/2017
  • ACG - AMERICAN COMMODITIES GROUP
A warning PDF of date 10/05/2017 (new window) CONSOB (ITALIA) 
03/05/2017
  • AF TECHNOLOGIES LTD
A warning PDF of date 03/05/2017 (new window) CONSOB (ITALIA) 
19/04/2017
  • APEX ALLIANCE
A warning PDF of date 19/04/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
19/04/2017
  • AICHI BMO INTERNATIONAL (ABMOI) / LEIYU TRADE LIMITED / GHY PARTNERS LIMITED
A warning PDF of date 19/04/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
05/04/2017
  • ADMIRAL MARKETS GLOBAL SOLUTIONS LTD
A warning PDF of date 05/04/2017 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
29/03/2017
  • AAOPTION / CFDSTOCKS / PACIFIC SUNRISE UK LTD
A warning PDF of date 29/03/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
22/03/2017
  • ALLIED CAPITAL CONSULTANTS
A warning PDF of date 22/03/2017 (new window) FCA (REINO UNIDO) 
22/03/2017
  • ABSA WEALTH MANAGEMENT (CLON)
A warning PDF of date 22/03/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial A.