As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 91
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/02/2002
  • ALPHA MANAGEMENT
A warning PDF of date 18/02/2002 (new window) CBF (BELGICA) 
01/03/2002
  • ADV ADVANTAGE, S.A.- GLOBAL ASSET MANAGEMENT
A warning PDF of date 01/03/2002 (new window) CSSF (LUXEMBURGO) 
24/05/2002
  • ALLIED INTERNATIONAL INVESTMENT LIMITED
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO) 
19/06/2002
  • ARROW INTERNATIONAL MANAGEMENT SERVICES LIMITED
A warning PDF of date 19/06/2002 (new window) JFSC (JERSEY) 
21/05/2003
  • AINSLEY CONSULTING, S.L.
A warning PDF of date 21/05/2003 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV
19/02/2004
  • ARGO TRUST LIMITED
A warning PDF of date 19/02/2004 (new window) MFSA (MALTA) 
15/03/2004
  • AUSTRIAN TRADER AG
A warning PDF of date 15/03/2004 (new window) FMA (AUSTRIA) 
10/05/2004
  • ADN WARENHANDELS GMPH
A warning PDF of date 10/05/2004 (new window) FMA (AUSTRIA) 
16/06/2004
  • ATRIUM FINANCIAL GROUP
A warning PDF of date 16/06/2004 (new window) NAFM (PAISES BAJOS) 
28/07/2004
  • ALLIANCE INVESTMENT TRUST BANK
A warning PDF of date 28/07/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial A.