Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 1 out of 35
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
29/01/2025 |
|
| FSMA (BELGICA) | |
22/01/2025 |
-
D.GONÇALO SOUSA PEREIRA (JAMES PEREIRA)
|
| CMVM (PORTUGAL) | |
26/12/2024 |
-
DRAGON TRADE H.O.D.N. DRG-T.
|
| AFM (PAISES BAJOS) | |
18/12/2024 |
|
| CBI (IRLANDA) | |
20/11/2024 |
-
D. GONÇALO AVELAR MALHEIRO
|
| CMVM (PORTUGAL) | |
20/11/2024 |
|
| FSMA (BELGICA) | |
30/10/2024 |
|
| CSSF (LUXEMBURGO) | LA CSSF ADVIERTE DE LA EXISTENCIA DE PERSONAS DESCONOCIDAS, QUE USANDO DIRECCIONES DE CORREO ELECTRÓNICO CON LA ESTRUCTURA NOMBRE.APELLIDO@MYDINAMIK-ONLINE.COM , SE HACEN PASAR POR LA ENTIDAD DE LUXEMBURGO IRIS DINAMIK S.A., CON QUIEN NO GUARDAN RELACIÓN. |
09/10/2024 |
-
DHJ REAL ESTATE COMPANY LTD.
|
| AFM (PAISES BAJOS) | |
04/09/2024 |
|
| FSMA (BELGICA) | |
28/08/2024 |
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA, QUE UTILIZA LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@DENGROVEDAC.COM HA SUPLANTADO LOS DETALLES DE UNA ENTIDAD AUTORIZADA POR EL BANCO CENTRAL DE IRLANDA, DENGROVE DAC. LA ENTIDAD AUTORIZADA NO GUARDA RELACIÓN CON LA ADVERTIDA. |
Consultation criteria: By type unauthorised entities, By initial D.