As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 18 out of 20
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/02/2011
  • VIVANT FINANCIAL S.A.
A warning PDF of date 02/02/2011 (new window) CSSF (LUXEMBURGO) 
24/11/2010
  • VALENTI INTERNATIONAL
A warning PDF of date 24/11/2010 (new window) FSAN (NORUEGA) 
10/11/2010
  • VANTAGE EQUITY INTERNATIONAL LTD
A warning PDF of date 10/11/2010 (new window) FSAN (NORUEGA) 
08/09/2010
  • VANTANGE EQUITY INTERNATIONAL
A warning PDF of date 08/09/2010 (new window) AFM (PAISES BAJOS) 
07/07/2010
  • VITAURIUM INVESTMENT GROUP LIMITED
A warning PDF of date 07/07/2010 (new window) SSMA (ESLOVENIA) 
16/06/2010
  • VENTURE ASSOCIATES
A warning PDF of date 16/06/2010 (new window) CBFA (BELGICA) 
21/04/2010
  • VAN BROEKE CONSULTANCY GROUP
A warning PDF of date 21/04/2010 (new window) CBFA (BELGICA) 
17/03/2010
  • VENTURE ALLIANCE PARTNERS (VENPAR)
A warning PDF of date 17/03/2010 (new window) CBFA (BELGICA) 
04/11/2009
  • VANTAGE EQUITY
A warning PDF of date 04/11/2009 (new window) CBFA (BELGICA) 
24/06/2009
  • VIVIAN WISENECK
A warning PDF of date 24/06/2009 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial V.