As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 20
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
09/07/2014
  • VANTAGE CAPITAL RESEARCH
A warning PDF of date 09/07/2014 (new window) FSAN (NORUEGA) 
04/11/2009
  • VANTAGE EQUITY
A warning PDF of date 04/11/2009 (new window) CBFA (BELGICA) 
09/02/2011
  • VANTAGE EQUITY
A warning PDF of date 09/02/2011 (new window) FSA (REINO UNIDO) 
10/11/2010
  • VANTAGE EQUITY INTERNATIONAL LTD
A warning PDF of date 10/11/2010 (new window) FSAN (NORUEGA) 
23/02/2011
  • VANTAGE EQUITY INTERNATIONAL LTD.
A warning PDF of date 23/02/2011 (new window) FSB_CT (TAIWAN (CHINA TAIPEI)) 
13/12/2023
  • VANTAGE GLOBAL FUNDS ICAV (CLONE)
A warning PDF of date 13/12/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE LA DIRECCIÓN DE CORREO ELECTRÓNICO ACCOUNTING@VANTAGEGLOBALFUNDSICAV.COM , NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI VANTAGE GLOBAL FUNDS ICAV.
17/12/2014
  • VANTAGE HOLDINGS GROUP LIMITED
A warning PDF of date 17/12/2014 (new window) EI_CBI (IRLANDA) 
08/10/2014
  • VANTAGE HOLDINGS GROUP LTD
A warning PDF of date 08/10/2014 (new window) SFSA (SUECIA) 
09/02/2005
  • VANTAGE INTERNATIONAL MANAGEMENT GROUP INC
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
09/02/2005
  • VANTAGE INTERNATIONAL MANAGEMENT INC
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial V.