As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 20
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/02/2014
  • VENTURA CAPITAL CONSULTANCY SERVICES
A warning PDF of date 12/02/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA VENTURA CAPITAL MARKETS LIMITED
12/03/2014
  • VENTURES GP
A warning PDF of date 12/03/2014 (new window) FSAN (NORUEGA) 
25/06/2014
  • VELARDA FOREX, VELARDA MARKETS OR VELARDA
A warning PDF of date 25/06/2014 (new window) MFSA (MALTA) 
09/07/2014
  • VANTAGE CAPITAL RESEARCH
A warning PDF of date 09/07/2014 (new window) FSAN (NORUEGA) 
30/07/2014
  • VANTAGE CAPITAL RESEARCH
A warning PDF of date 30/07/2014 (new window) FSAN (NORUEGA) 
01/10/2014
  • VANTAGE POINT LLC
  • VPOINTLLC.COM
A warning PDF of date 01/10/2014 (new window) FCA (REINO UNIDO) 
01/10/2014
  • VOLCKER CAPITAL MANAGEMENT
A warning PDF of date 01/10/2014 (new window) HCMC (GRECIA) 
08/10/2014
  • VANTAGE HOLDINGS GROUP LTD
A warning PDF of date 08/10/2014 (new window) SFSA (SUECIA) 
08/10/2014
  • VENTURES GB
A warning PDF of date 08/10/2014 (new window) DFSA (DINAMARCA) 
17/12/2014
  • VANTAGE HOLDINGS GROUP LIMITED
A warning PDF of date 17/12/2014 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial V.