As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 13 out of 20
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/01/2019
  • VBM CAPITAL PARTNERS (CLON)
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
08/08/2018
  • VBM CAPITAL PARTNERS (CLON)
A warning PDF of date 08/08/2018 (new window) FCA (REINO UNIDO) 
21/02/2018
  • VBM CAPITAL PARTNERS
A warning PDF of date 21/02/2018 (new window) CSSF (LUXEMBURGO) 
18/07/2007
  • VAULTING COMPANY LIMITED
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
14/02/2007
  • VAULTING COMPANY LIMITED
A warning PDF of date 14/02/2007 (new window) FSC (ISLA DE MAN) 
26/07/2006
  • VAULTING COMPANY LIMITED
A warning PDF of date 26/07/2006 (new window) FSC (ISLA DE MAN) 
13/12/2006
  • VAULTING COMPANY LIMITED
A warning PDF of date 13/12/2006 (new window) FSC (ISLA DE MAN) 
09/02/2011
  • VAUGHAN EQUITIES, LLC.
A warning PDF of date 09/02/2011 (new window) SFSA (SUECIA) 
27/07/2022
  • VARIOS LUXEMBURGO (CLONE)
A warning PDF of date 27/07/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE ACERCA DE PERSONAS UTILIZANDO DIRECCIONES DE CORREO ELECTRÓNICO CON LA ESTRUCTURA NOMBRE.APELLIDO@BLIFRANCE.COM <MAILTO:NOMBRE.APELLIDO@BLIFRANCE.COM> QUE OFRECERÍAN PRODUCTOS DE INVERSIÓN UTILIZANDO DE MANERA FRAUDULENTA EL NOMBRE, LOGOTIPO Y LA DIRECCIÓN DE LA ENTIDAD REGISTRADA EN LUXEMBURGO BANQUE DE LUXEMBOURG S.A.
27/07/2022
  • VARIOS LUXEMBURGO (CLONE)
A warning PDF of date 27/07/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE AL PÚBLICO SOBRE PERSONAS QUE, USANDO DIRECCIONES DE CORREO ELECTRÓNICO CON LA ESTRUCTURA NOMBRE.APELLIDO@BEI-EPARGNE.COM, SE PRESENTAN COMO EMPLEADOS DEL BANCO EUROPEO DE INVERSIONES (BEI)

Consultation criteria: By type unauthorised entities, By initial V.