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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 12 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/11/2008
  • VANZANDT
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
22/10/2008
  • VISION COMMODITIES
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
18/07/2007
  • VAULTING COMPANY LIMITED
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
28/03/2007
  • VITOL CAPITAL MANAGEMENT (VITOL)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
14/02/2007
  • VAULTING COMPANY LIMITED
A warning PDF of date 14/02/2007 (new window) FSC (ISLA DE MAN) 
13/12/2006
  • VAULTING COMPANY LIMITED
A warning PDF of date 13/12/2006 (new window) FSC (ISLA DE MAN) 
20/09/2006
  • VOYAGER INVESTMENT MANAGEMENT
A warning PDF of date 20/09/2006 (new window) SFSA (SUECIA) 
26/07/2006
  • VAULTING COMPANY LIMITED
A warning PDF of date 26/07/2006 (new window) FSC (ISLA DE MAN) 
24/05/2006
  • VENTA CAPITAL PRIVATE MANAGEMENT GROUP LTD.
A warning PDF of date 24/05/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
07/12/2005
  • VICTOR R. VASII
A warning PDF of date 07/12/2005 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial V.