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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 12 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/02/2020
  • VIVAEXCHANGE OÜ
A warning PDF of date 12/02/2020 (new window) FMA (AUSTRIA) 
02/02/2011
  • VIVANT FINANCIAL S.A.
A warning PDF of date 02/02/2011 (new window) CSSF (LUXEMBURGO) 
24/06/2009
  • VIVIAN WISENECK
A warning PDF of date 24/06/2009 (new window) FSC (ISLA DE MAN) 
14/12/2017
  • VOGEL CAPITAL / COMMERCIAL SUPPORT LP
A warning PDF of date 14/12/2017 (new window) SFSA (SUECIA) 
01/10/2014
  • VOLCKER CAPITAL MANAGEMENT
A warning PDF of date 01/10/2014 (new window) HCMC (GRECIA) 
21/02/2018
  • VORTEX PROFITS LIMITED (IRLANDA)
A warning PDF of date 21/02/2018 (new window) CBI (IRLANDA) 
20/09/2006
  • VOYAGER INVESTMENT MANAGEMENT
A warning PDF of date 20/09/2006 (new window) SFSA (SUECIA) 
23/05/2017
  • VRS LAW FIRM
A warning PDF of date 23/05/2017 (new window) FCA (REINO UNIDO) 
07/03/2018
  • VSB MALTA
A warning PDF of date 07/03/2018 (new window) MFSA (MALTA) 
19/05/2021
  • VT GROUP LTD
A warning PDF of date 19/05/2021 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial V.