As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 25
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/10/2020
  • UK BONDS CLUB
A warning PDF of date 14/10/2020 (new window) FCA (REINO UNIDO) 
23/12/2020
  • UK BEST BONDS
  • UKBESTBONDS.COM
  • UKBESTBOND.COM
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
14/10/2020
  • UK FIXED BONDS COMMUNITY
A warning PDF of date 14/10/2020 (new window) FCA (REINO UNIDO) 
21/10/2020
  • UPLEVEL INVESTMENTS
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO) 
14/10/2020
  • UK NORTH BONDS
A warning PDF of date 14/10/2020 (new window) FCA (REINO UNIDO) 
05/08/2015
  • UBS WEALTH MANAGEMENT/ UBS GLOBAL WEALTH MANAGEMENT (CLON)
A warning PDF of date 05/08/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
25/11/2020
  • UK BONDS COMPANY
A warning PDF of date 25/11/2020 (new window) FCA (REINO UNIDO) 
07/01/2021
  • UNION CREDIT BANK
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 
23/12/2020
  • UK FIXED RATE BOND
  • UKFIXEDRATEBOND.COM
  • UK-FIXEDRATEBOND.COM
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
17/02/2021
  • UNITED ASSET FINANCE LTD (CLONE)
A warning PDF of date 17/02/2021 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN UNITED ASSET FINANCE LIMITED.

Consultation criteria: By type unauthorised entities, By initial U.