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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 18
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/12/2021
  • UKINCOMEBONDS.CO
A warning PDF of date 01/12/2021 (new window) FCA (REINO UNIDO) 
17/11/2021
  • UPTRADE
A warning PDF of date 17/11/2021 (new window) FSMA (BELGICA) 
20/10/2021
  • UK FIXED BONDS
A warning PDF of date 20/10/2021 (new window) FCA (REINO UNIDO) 
20/10/2021
  • UNION INVESTMENT LUXEMBOURG (CLON) /
A warning PDF of date 20/10/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO CON DENOMINACIÓN UNION INVESTMENT LUXEMBOURG S.A
20/10/2021
  • UNION CREDIT
A warning PDF of date 20/10/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS A CONSUMIDORES
06/10/2021
  • UKCOMPARENOW.COM
A warning PDF of date 06/10/2021 (new window) FCA (REINO UNIDO) 
06/10/2021
  • UKBESTCOMPARISON.COM
A warning PDF of date 06/10/2021 (new window) FCA (REINO UNIDO) 
08/09/2021
  • UFUK GROUP
A warning PDF of date 08/09/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS
08/09/2021
  • UNI-COINS
A warning PDF of date 08/09/2021 (new window) FMA (AUSTRIA) 
01/09/2021
  • UK-RATES-COMPARED.COM
A warning PDF of date 01/09/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial U.