As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 25
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/07/2022
  • UETRADES
A warning PDF of date 20/07/2022 (new window) CONSOB (ITALIA) 
07/12/2023
  • UFINACAPITAL
A warning PDF of date 07/12/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
21/02/2024
  • UFINACAPITAL
A warning PDF of date 21/02/2024 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
08/09/2021
  • UFUK GROUP
A warning PDF of date 08/09/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS
23/11/2011
  • UFX BANK
A warning PDF of date 23/11/2011 (new window) FSMA (BELGICA) 
02/12/2009
  • UFXBANK
A warning PDF of date 02/12/2009 (new window) CVM (BRASIL) 
08/08/2007
  • UGC PRIVATE BANKING SERVICES
A warning PDF of date 08/08/2007 (new window) FSC (ISLA DE MAN) 
24/03/2021
  • UK (PROPERTY) FIXED INCOME
A warning PDF of date 24/03/2021 (new window) FCA (REINO UNIDO) 
14/04/2021
  • UK AFFORDABLE BONDS
A warning PDF of date 14/04/2021 (new window) FCA (REINO UNIDO) 
23/12/2020
  • UK BEST BONDS
  • UKBESTBONDS.COM
  • UKBESTBOND.COM
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial U.