As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/10/2021
  • UNION INVESTMENT LUXEMBOURG (CLONE) /
A warning PDF of date 20/10/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO CON DENOMINACIÓN UNION INVESTMENT LUXEMBOURG S.A
20/02/2019
  • UNION FINANCES
A warning PDF of date 20/02/2019 (new window) FSMA (BELGICA) 
07/01/2021
  • UNION CREDIT BANK
A warning PDF of date 07/01/2021 (new window) FCA (REINO UNIDO) 
20/10/2021
  • UNION CREDIT
A warning PDF of date 20/10/2021 (new window) FSMA (BELGICA)LA FSMA ADVIERTE AL PÚBLICO ACERCA DE LAS ACTIVIDADES DE PRESTAMISTAS NO AUTORIZADOS QUE OFRECEN FALSOS CRÉDITOS A CONSUMIDORES
20/03/2019
  • UNION CAPITAL PARTNERS
A warning PDF of date 20/03/2019 (new window) FCA (REINO UNIDO) 
08/07/2020
  • UNION BONDS
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 
09/02/2005
  • UNION BANK OF CHINA
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 
10/05/2004
  • UNION BANK E ADVANTAGE
A warning PDF of date 10/05/2004 (new window) FSC (ISLA DE MAN) 
19/01/2022
  • UNION APEX CREDIT BANK
A warning PDF of date 19/01/2022 (new window) FCA (REINO UNIDO) 
26/04/2006
  • UNIFIED INVESTMENT GROUP INC
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial U.