Search

As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 18
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/06/2019
  • UK FURTHER TRADING CO LIMITED T/A AMG CAPITAL PARTNERS LIMITED (CLON)
A warning PDF of date 19/06/2019 (new window) FCA (REINO UNIDO) 
11/03/2020
  • UNIQUE PAYMENT SERVICES (CLON)
A warning PDF of date 11/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON EL AGENTE DEBIDAMENTE REGISTRADO UNIQUE PAYMENT SERVICES LIMITED
15/01/2020
  • UK FINANCIAL BONDS
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
25/05/2016
  • UNSECURED LOAN FOR ALL / UNSECURED LOAN 4 ALL (CLON)
A warning PDF of date 25/05/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
05/05/2020
  • UNIVERSAL LEASING LIMITED (CLON)
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE
05/08/2015
  • UBS WEALTH MANAGEMENT/ UBS GLOBAL WEALTH MANAGEMENT (CLON)
A warning PDF of date 05/08/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
03/08/2016
  • UNEMPLOYED LOANS
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO) 
03/08/2016
  • UBS GLOBAL INVESTMENT MANAGEMENT LTD (CLON)
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
25/05/2016
  • UNSECURED LOAN CALL ME (CLON)
A warning PDF of date 25/05/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
15/01/2020
  • UK FINANCE INVESTMENTS
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial U.