As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 17 out of 25
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/07/2007
  • UNION TRUST SECURITIES
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
06/04/2022
  • UNIONMARKETS
A warning PDF of date 06/04/2022 (new window) FMA (AUSTRIA) 
10/08/2022
  • UNIONSTOCK
A warning PDF of date 10/08/2022 (new window) CMVM (PORTUGAL) 
09/03/2011
  • UNIQUE ASSET LLC, HONG KONG EXCHANGES AND CLEARING LIMITED
A warning PDF of date 09/03/2011 (new window) FMA (AUSTRIA) 
11/12/2019
  • UNIQUE GLOBAL INVESTMENT
A warning PDF of date 11/12/2019 (new window) FSMA (BELGICA) 
28/02/2018
  • UNIQUE GLOBAL INVESTMENT GESBR
A warning PDF of date 28/02/2018 (new window) FMA (AUSTRIA) 
11/03/2020
  • UNIQUE PAYMENT SERVICES (CLON)
A warning PDF of date 11/03/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON EL AGENTE DEBIDAMENTE REGISTRADO UNIQUE PAYMENT SERVICES LIMITED
14/02/2007
  • UNISPAR UNIVERSAL SPARKASSE EKONOMISK FÖRENING
A warning PDF of date 14/02/2007 (new window) SFSA (SUECIA) 
03/05/2023
  • UNITEC GLOBAL FINANCE
A warning PDF of date 03/05/2023 (new window) CBI (IRLANDA) 
01/06/2022
  • UNITEC GLOBAL FINANCE LTD
A warning PDF of date 01/06/2022 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial U.