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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 18
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/03/2021
  • UNIXBROKER
A warning PDF of date 17/03/2021 (new window) FSMA (BELGICA) 
14/07/2021
  • UNITED ASSET FINANCE LIMITED (CLON)
A warning PDF of date 14/07/2021 (new window) FSMA (BELGICA) 
17/12/2014
  • UNITED GLOBAL TRADING
A warning PDF of date 17/12/2014 (new window) FSMA (BELGICA) 
11/12/2019
  • UNIQUE GLOBAL INVESTMENT
A warning PDF of date 11/12/2019 (new window) FSMA (BELGICA) 
23/11/2011
  • UFX BANK
A warning PDF of date 23/11/2011 (new window) FSMA (BELGICA) 
22/02/2012
  • UNIVERSAL LIBERTY EXPRESS BANK
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA) 
28/03/2012
  • UNITED CAPITAL FOREX LIMITED
A warning PDF of date 28/03/2012 (new window) GFSC (GIBRALTAR)ESTA SOCIEDAD UTILIZA PARA PRESENTARSE UNA CARTA SUPUESTAMENTE EMITIDA POR LA FSC, AUTORIDAD SUPERVISORA GIBRALTAREÑA, QUE ES FALSA
01/07/2009
  • UMBS ONLINE BANK LIMITED
A warning PDF of date 01/07/2009 (new window) JFSC (JERSEY) 
16/03/2005
  • UBS TRUST PLC
A warning PDF of date 16/03/2005 (new window) JFSC (JERSEY) 
31/10/2007
  • URBAN PRIVATE FINANCE CORPORATION
A warning PDF of date 31/10/2007 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial U.