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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 18
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/10/2007
  • URBAN PRIVATE FINANCE
A warning PDF of date 31/10/2007 (new window) JFSC (JERSEY) 
17/11/2021
  • UPTRADE
A warning PDF of date 17/11/2021 (new window) FSMA (BELGICA) 
25/11/2020
  • UPTOS LTD
A warning PDF of date 25/11/2020 (new window) FSMA (BELGICA) 
16/09/2020
  • UPTOS LTD
A warning PDF of date 16/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
21/10/2020
  • UPLEVEL INVESTMENTS
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO) 
28/02/2018
  • UPHOLD
A warning PDF of date 28/02/2018 (new window) CSSF (LUXEMBURGO) 
18/07/2007
  • UPCB PRIVE BANCO
A warning PDF of date 18/07/2007 (new window) FSC (ISLA DE MAN) 
10/05/2017
  • UP4X LTD
A warning PDF of date 10/05/2017 (new window) CONSOB (ITALIA) 
21/04/2021
  • UP INVEST FINANCE
A warning PDF of date 21/04/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
25/05/2016
  • UNSECURED LOAN FOR ALL / UNSECURED LOAN 4 ALL (CLON)
A warning PDF of date 25/05/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities, By initial U.