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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 17
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/06/2021
  • UAB BENSELA
A warning PDF of date 30/06/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/06/2021
  • UNICAP TRADE LTD / TRADOBIT
A warning PDF of date 23/06/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
19/05/2021
  • UNITEEX INC / DEMURE CONSULTING LTD
A warning PDF of date 19/05/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
28/04/2021
  • UK HAVEN BONDS
A warning PDF of date 28/04/2021 (new window) FCA (REINO UNIDO) 
28/04/2021
  • UK BONDS ASSOCIATION
A warning PDF of date 28/04/2021 (new window) FCA (REINO UNIDO) 
21/04/2021
  • UP INVEST FINANCE
A warning PDF of date 21/04/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
14/04/2021
  • UK AFFORDABLE BONDS
A warning PDF of date 14/04/2021 (new window) FCA (REINO UNIDO) 
14/04/2021
  • UKINVESTMENTSEARCH.CO.UK
A warning PDF of date 14/04/2021 (new window) FCA (REINO UNIDO) 
07/04/2021
  • UK-INVESTING.COM
  • UK INVESTING
A warning PDF of date 07/04/2021 (new window) FCA (REINO UNIDO) 
31/03/2021
  • UK ELITE BONDS
  • UKELITEBONDS.COM
A warning PDF of date 31/03/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial U.