As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 60 out of 62
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/08/2005
  • THE STOCKTON GROUP
A warning PDF of date 03/08/2005 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
13/07/2005
  • THE KAIKATSU GROUP
A warning PDF of date 13/07/2005 (new window) SFC (HONG KONG) 
06/07/2005
  • TRADELINX SECURITIES GROUP
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
06/07/2005
  • TRADELINX INVESTMENTS LTD
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
06/07/2005
  • THE ROTH GROUP GMBH
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
22/06/2005
  • TAYLOR FERGUSON
A warning PDF of date 22/06/2005 (new window) SFC (HONG KONG) 
06/07/2005
  • THE STOCKTON GROUP
A warning PDF of date 06/07/2005 (new window) SFC (HONG KONG) 
25/05/2005
  • THE WILLIAMS GROUP
A warning PDF of date 25/05/2005 (new window) SFC (HONG KONG) 
25/05/2005
  • TRIMARK WORLD CAPITAL CORP
A warning PDF of date 25/05/2005 (new window) SFC (HONG KONG) 
22/02/2006
  • TRANSGLOBAL FINANCIAL LTD.
A warning PDF of date 22/02/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial T.