As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 52 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/09/2013
  • TRADERXP LTD
A warning PDF of date 25/09/2013 (new window) CYSEC (CHIPRE) 
18/09/2013
  • THE CORLISS GROUP
A warning PDF of date 18/09/2013 (new window) DFSA (DINAMARCA) 
28/08/2013
  • TEMPLE NUGENT CAPITAL MANAGEMENT
A warning PDF of date 28/08/2013 (new window) FCA (REINO UNIDO) 
14/08/2013
  • TALBOT REESE
A warning PDF of date 14/08/2013 (new window) FSMA (BELGICA) 
14/08/2013
  • TALBOT REESE
A warning PDF of date 14/08/2013 (new window) FSMA (BELGICA) 
10/07/2013
  • THE BEST INVESTMENT GUIDE
A warning PDF of date 10/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEL GRUPO THE BEST INVEST
26/06/2013
  • TELEMAR DATA MANAGEMENT
A warning PDF of date 26/06/2013 (new window) EI_CBI (IRLANDA) 
29/05/2013
  • THE CELTIC GROUP
A warning PDF of date 29/05/2013 (new window) EI_CBI (IRLANDA) 
29/05/2013
  • THE MASONS CORPORATION
A warning PDF of date 29/05/2013 (new window) FCA (REINO UNIDO) 
24/04/2013
  • TAURUS FINANS AS
A warning PDF of date 24/04/2013 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial T.