As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 48 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/06/2016
  • TIGER ASSET MANAGEMENT SOJSC
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • TVOY MILLION
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
08/06/2016
  • TRADITIONAL FUNDS PLC (CLON)
A warning PDF of date 08/06/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
20/04/2016
  • TRADING TECHNOLOGIES LTD / CONSORFX
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
13/04/2016
  • TITAN TRADE CAPITAL LIMITED / DOM TECHNOLOGY SERVICES LTD / TITAN TRADE SOLUTIONS LTD
A warning PDF of date 13/04/2016 (new window) CONSOB (ITALIA) 
23/03/2016
  • THOMPSON ADVISORS
A warning PDF of date 23/03/2016 (new window) FCA (REINO UNIDO) 
10/02/2016
  • TIGER ASSET MANAGEMENT LLC, BULGARIA (CLON)
  • TIGER ASSET MANAGEMENT GMBH, AUSTRIA (CLON)
A warning PDF of date 10/02/2016 (new window) BFSC (BULGARIA)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
11/11/2015
  • TENJIN & ASSOCIATE
A warning PDF of date 11/11/2015 (new window) FCA (REINO UNIDO) 
11/11/2015
  • THUNGEN FINANCIAL
A warning PDF of date 11/11/2015 (new window) SFSA (SUECIA) 
21/10/2015
  • TRM GROUP
A warning PDF of date 21/10/2015 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.