As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 48 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/11/2005
  • THE CHARINTON GROUP GMBH
A warning PDF of date 30/11/2005 (new window) FSA (REINO UNIDO) 
23/01/2013
  • TITAN WORLDWIDE RECOVERY
A warning PDF of date 23/01/2013 (new window) FSA (REINO UNIDO) 
19/09/2012
  • TROWBRIDGE CAPITAL
A warning PDF of date 19/09/2012 (new window) FSA (REINO UNIDO) 
09/05/2012
  • TRILOGY INVESTMENT FUNDS PLC
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
01/08/2012
  • THOMAS CAPITAL
A warning PDF of date 01/08/2012 (new window) FSA (REINO UNIDO) 
14/09/2011
  • TRIAS LTD
A warning PDF of date 14/09/2011 (new window) FSA (REINO UNIDO) 
30/11/2011
  • TRIBUNE ASSETS MANAGEMENT LTD.
A warning PDF of date 30/11/2011 (new window) FSA (REINO UNIDO) 
08/06/2011
  • THE LIGHTMAN ASSOCIATES
A warning PDF of date 08/06/2011 (new window) FSA (REINO UNIDO) 
14/09/2011
  • TAYLOR MANNIS
A warning PDF of date 14/09/2011 (new window) FSA (REINO UNIDO) 
21/12/2011
  • TOUCH FINANCIAL
A warning PDF of date 21/12/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.