As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 47 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/09/2016
  • TIX GROUP LTD / JEDI MARKETING LTD
A warning PDF of date 21/09/2016 (new window) CONSOB (ITALIA) 
14/09/2016
  • THOMAS & JOHNSON CONSULTANCY
A warning PDF of date 14/09/2016 (new window) FCA (REINO UNIDO) 
14/09/2016
  • TOUCH TRADES LIMITED
A warning PDF of date 14/09/2016 (new window) CONSOB (ITALIA) 
13/07/2016
  • THORNTON & TRESK / TT FINANCIAL
A warning PDF of date 13/07/2016 (new window) FCA (REINO UNIDO) 
13/07/2016
  • TRADITIONAL FUNDS PLC (CLON)
A warning PDF of date 13/07/2016 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
22/06/2016
  • TELETRADE BULGARIA SOJSC, SOFIA
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • TRADERXP (TRADERXP LLC)
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • TFX TRADERS
A warning PDF of date 22/06/2016 (new window) FCA (REINO UNIDO) 
22/06/2016
  • TRADEPLUS SOLUTIONS LLC, MARSHALL ISLANDS
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • TIGER ASSET MANAGEMENT LLC, AUSTRIA
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 

Consultation criteria: By type unauthorised entities, By initial T.