As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 46 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/06/2020
  • THE BONDS COMPANY
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 
01/07/2020
  • THE LENDERS
A warning PDF of date 01/07/2020 (new window) FCA (REINO UNIDO) 
16/09/2020
  • TRADINGTECK / SECVISION LIMITED
A warning PDF of date 16/09/2020 (new window) FCA (REINO UNIDO) 
23/09/2020
  • TERMINATION SERVICES LIMITED
A warning PDF of date 23/09/2020 (new window) FCA (REINO UNIDO) 
14/10/2020
  • TRADERIA (MARCA DE PRO STAR GRIFFITH CORPORATE LIMITED)
A warning PDF of date 14/10/2020 (new window) FCA (REINO UNIDO) 
14/10/2020
  • TRADE CENTER
A warning PDF of date 14/10/2020 (new window) FCA (REINO UNIDO) 
01/09/2020
  • THIERRY ROCHELLE PRIVATE EQUITY (CLON)
A warning PDF of date 01/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • TESCO PLC TRADE
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • TOWER OF LONDON WORLDWIDE
  • TOWEROFLONDON-WORLDWIDE.COM
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • TERRATRADEX
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial T.