As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 67
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/11/2009
  • THE MOLLINS GROUP
A warning PDF of date 11/11/2009 (new window) SFC (HONG KONG) 
16/06/2010
  • THE HONG KONG FUTURES & OPTIONS EXCHANGE (THE HKFOE)
A warning PDF of date 16/06/2010 (new window) SFC (HONG KONG) 
15/07/2009
  • TAKAHASHI NAKAMURA ASSOCIATES
A warning PDF of date 15/07/2009 (new window) SFC (HONG KONG) 
07/04/2010
  • TRANSFER SERVICES LTD
A warning PDF of date 07/04/2010 (new window) SFC (HONG KONG) 
13/01/2010
  • TRENT CONSULTANTS
A warning PDF of date 13/01/2010 (new window) SFC (HONG KONG) 
17/02/2010
  • THE CAPTRUST GROUP
A warning PDF of date 17/02/2010 (new window) SFC (HONG KONG) 
13/07/2005
  • THE KAIKATSU GROUP
A warning PDF of date 13/07/2005 (new window) SFC (HONG KONG) 
22/06/2005
  • TAYLOR FERGUSON
A warning PDF of date 22/06/2005 (new window) SFC (HONG KONG) 
25/05/2005
  • TRIMARK WORLD CAPITAL CORP
A warning PDF of date 25/05/2005 (new window) SFC (HONG KONG) 
05/10/2005
  • THE KAIKATSU GROUP
A warning PDF of date 05/10/2005 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial T.